USDOL FMLA Forms Have "Expired"

We have been receiving questions lately from clients and friends regarding the continued validity of the Department of Labor's FMLA forms that we posted here. The Department has requested approval for the renewal of these forms from the federal Office of Management and Budget. In the meantime, employers may continue to use these forms. In order to comply with the Genetic Information NonDiscrimination Act ("GINA"), however, employers should also send a note to the healthcare provider that includes the following safe harbor language recommended by the EEOC:

"The Genetic Information Nondiscrimination Act of 2008 (GINA) prohibits employers and other entities covered by GINA Title II from requesting or requiring genetic information of an individual or family member of the individual, except as specifically allowed by this law. To comply with this law, we are asking that you not provide any genetic information when responding to this request for medical information. ‘Genetic information’ as defined by GINA, includes an individual’s family medical history, the results of an individual’s or family member’s genetic tests, the fact that an individual or an individual’s family member sought or received genetic services, and genetic information of a fetus carried by an individual or an individual’s family member or an embryo lawfully held by an individual or family member receiving assistive reproductive services."

Using this language will ensure that if the healthcare provider actually provides genetic information regarding the employee or family member in completing the FMLA forms, the employer can establish that its receipt of the genetic information was inadvertent.

UPDATE: Suggested Use of New FMLA Forms

As reported previously, the new Family and Medical Leave Act regulations took effect on January 16, 2009. The new regulations included reference to new required notices to employees and a new required workplace poster. The Department of Labor (“DOL”) included as appendices to the regulations suggested prototype notices, new suggested medical certification forms, and the text for the new poster. (See earlier blog post.)

Not surprisingly, employers are already experiencing some confusion about how to use these new notices. The following is a brief “step-by-step” approach.
 

THE NEW POSTER

This step is pretty simple. Obtain copies of the new required poster. They must be posted in “conspicuous” places where employees are likely to see them.
  

NOTICES TO EMPLOYEES

General Notice

In addition to the poster, employers are required to give a “General Notice” to employees and new hires about the FMLA. The General Notice can be included in your employee handbook or other written summary of employee benefits. Employers that do not have an employee handbook or other written summary of employee benefits must give the General Notice in a written form. Appendix C to the regulations, which contains essentially the same language as the poster, can be used as this General Notice. The General Notice can also be accomplished electronically by directing employees to a company intranet or website.
 

Important: The language of the poster and Appendix C includes information not typically included in existing company FMLA policies. Therefore, it is likely that most employers will have to revise their FMLA handbook policies in order to comply with the General Notice requirements of the regulations. If your handbook policy will have to be revised, you should consider issuing a supplemental written FMLA notice to employees for the period of time between now and whenever your handbook will next be republished. 

 

Eligibility Notice/Rights and Responsibilities Notice

These notices are to be given to employees when they request FMLA leave for the first time during the 12-month period that you use for calculating FMLA eligibility. The Eligibility Notice lets the employee know whether they are or are not eligible for the FMLA leave requested. The Rights and Responsibilities Notice details the employee’s obligations and the employer’s policies concerning FMLA leave. The DOL has provided a prototype combined notice for the Eligibility and Rights and Responsibilities Notices. Give this notice to any employee seeking FMLA within five (5) business days of the request.
 

Designation Notice

The Designation Notice is to be given to employees after the company obtains sufficient information to determine whether the requested FMLA leave has been approved, such as after the employee submits the required medical certification. The Designation Notice has to be given within five (5) days after the company obtains information sufficient to determine whether the leave is FMLA-qualifying. The DOL has also issued an approved prototype Designation Notice.
 

Medical Certification Forms

The new regulations reference new approved medical certification forms, including separate forms for the serious health conditions of employees and those of family members. The forms are somewhat improved versions of the old suggested forms. The DOL medical certification forms are recommended examples only. They are not mandatory and employers are free to develop their own forms so long as they do not seek information beyond what is included in the DOL recommended forms.   As a result, most employers use the DOL forms. Also, though employers are not required to insist on medical certification at all if they are convinced of the legitimacy of the need for the leave, it is wise for them to get medical certification in any event, if only to assure consistency in their FMLA program and procedures.  
 

For your convenience, a complete set of the DOL prototype forms can be found at our earlier blog post.

New and Revised FMLA Forms from DOL

With the FMLA Final Regulations going into effect on Friday, January 16, 2009, we thought it would be a good idea to provide our readers with a single easy place to locate all of the new and revised forms provided by the Department of Labor.

New and Revised Forms:

WH-380-E Certification of Health Care Provider for Employee’s Serious Health Condition (PDF)

WH-380-F Certification of Health Care Provider for Family Member’s Serious Health Condition (PDF)

WH-381 Notice of Eligibility and Rights & Responsibilities (PDF)

WH-382 Designation Notice (PDF)

WH-384 Certification of Qualifying Exigency For Military Family Leave (PDF)

WH-385 Certification for Serious Injury or Illness of Covered Servicemember -- for Military Family Leave (PDF)

 These forms are also available at http://www.dol.gov/esa/whd/fmla/finalrule.htm