Seventh Circuit Upholds Denial of FMLA Leave To Employee Who Ignored Employer's Telephone Calls

As the Seventh Circuit in Righi v. SMC Corporation of America noted, it generally does not take much for an employee to preserve his rights under the FMLA; he must simply provide enough information "to place the employer on notice of a probable basis for FMLA leave."

When Robert Righi abruptly left a mandatory training seminar to care for his ill mother, however, he only sent an e-mail that said that he needed "the next couple days off" to arrange for his mother's care and that he had vacation time available or "could apply for the family care act, which I do not want to do at this time." Mr. Righi's manager attempted to call him on his cell phone several times over the next week or so to clarify his request for leave, but Mr. Righi had turned off his phone. His manager also left two messages with his roommate. It wasn't until the ninth day after taking his leave that Mr. Righi called in. At that point, however, his manager called him into the office and fired him the next day.

When an employee fails to give his employer proper notice of the need for FMLA leave, the employer has no duty to provide it. Stated otherwise, an employee's failure to comply with the FMLA's notice requirements precludes a claim that the employer interfered with his rights under the FMLA because he failed to fulfill his obligations in order to be protected. While not sufficiently clear to trigger SMC's obligation to provide written FMLA materials and certification forms to Righi, his email did trigger SMC's obligation to make further inquiry as to whether he intended to designate his leave as FMLA. The Seventh Circuit held that SMC met that obligation by making multiple phone calls to him and that Righi's failure to respond "doom[ed] his FMLA claim because he not only failed to designate his leave as FMLA, but he also failed to give SMC any indication as to when he would be returning to work." 

Relying on Section 825.303 of the FMLA regulations, the court noted that when the need for leave was unforeseeable, as it was here, the employee needs to notify his employer "as soon as practicable" -- within one or two working days -- of the anticipated duration of his leave. Righi's e-mail suggesting that he would be out for "the next couple days" was insufficient to provide this notice. In addition, the court held that where the anticipated duration of leave is unknown, the employee must at least communicate that fact to the employer, together with some estimate of the leave's duration.

Finally, the court emphasized that employers may require their employees to comply with their "usual and customary notice and procedural requirements" when requesting FMLA leave. Here, SMC had policies that required employees to obtain approval for leave from their supervisors and its attendance policy stated that an unapproved absence of two consecutive days or more was grounds for termination. The court held that Righi's failure to obtain his manager's approval for his leave and subsequent absence of nine days provided additional bases for his termination.

The Righi case very well illustrates how an employer should make further inquiries when a request for FMLA leave is in doubt. In addition, the Righi case also demonstrates the importance of having policies in place that require employees to communicate with them while they are on leave.

DOL Issues Opinion Letter Requiring Employees Requesting FMLA Leave to Comply with Employer's Usual and Customary Policies

One of the underappreciated benefits for employers in the recent amendments to the FMLA regulations announced by the Department of Labor (DOL) effective January 2009 was clarification of an employee’s obligation to comply with the employer’s procedural requirements for requesting leave.  This employee obligation was further strengthened this month.

In Opinion Letter FMLA 2009-1-A, released on May 5, 2009, the DOL responded to an employer inquiry challenging the prior regulations and an earlier Opinion Letter, FMLA-101 (dated January 15, 1999).  Those earlier authorities had been widely interpreted as prohibiting employers from enforcing any internal call-in and no-call/no-show policies if employees eventually provided notice of the need for FMLA leave within two business days, regardless of whether the employees could have reasonably provided notice sooner. 

In the new Opinion Letter, which applies equally to both foreseeable leave under 29 C.F.R. § 825.302 and to unforeseeable leave under 29 C.F.R. § 825.303, the DOL expressly rescinds FMLA-101, meaning employees are no longer automatically entitled to two business days before having to provide notice of their need for FMLA leave.  Instead, the new Opinion Letter confirms that under the amended regulations:

[W]here an employer’s usual and customary notice and procedural requirements for requesting leave are consistent with what is practicable given the particular circumstances of the employee’s need for leave, the employer’s notice requirements can be enforced.  

Consequently, in the absence of unusual circumstances, if an employee fails to comply with the employer’s usual and customary procedures for reporting an absence, the employee is subject to whatever discipline the employer’s rules provide for such a failure even where the absence is otherwise protected by the FMLA, and the employer may delay FMLA coverage until the employee complies with the employer’s rules. 

Although this is welcome news, employers should be mindful that, particularly with respect to unforeseeable leave, a court may view the individual facts and circumstances leniently in favor of the employee when determining what kind of notice was “practicable” for FMLA leave.  Employers should make sure that their call-in procedures are realistic, reasonable and understandable for all employees.